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Part III. Gaming Control Board Chapter 1. General Provisions 1
§101. Definitions 1
§102. Issuance and Renewal of Licenses by the Department 1
§103. Hearings on Rule 102 Disputes 1
§104. Delegation to Chairman 1
§105. Civil Penalties 2
§106. Persons Furnishing Significant Services 2
§107. Standards of Conduct and Ethical Rules 2
§108. Board Hearings 3
§110. Quarterly Submissions 3
§111. Delivery of Documents 4
§112. Petition for Agency Review of Rule 4
§115. Appeals to the Board 4
§116. Petition for Declaratory Orders and Rulings, Statutes and Rules
4
§117. Donations to Public Schools 4
§118. Programs to Address Problem Gambling 5
§119. Reciprocity 6
§120. Application and Reporting Forms 6
Chapter 2. Electronic Cards 15
§201. General Credit Provisions 15
Chapter 3. Compulsive and Problem Gambling 15
§301. Problem Gambling Programs 15
§303. Persons Required to be Excluded 16
§304. Self-Exclusion 18
Chapter 4. Electronic Submission of Documents 22
§401. General 22
§402. Definitions 22
§403. Electronic Submission Procedure 22
Chapter 17. General Provisions 22
§1701. Definitions 22
§1703. Ownership of Licenses and Permits 29
§1705. Transfers of Licenses or Permits 29
Chapter 19. Administrative Procedures and Authority 29
§1901. Policy 29
§1907. Construction of Regulations and Administrative Matters 29
§1909. Casino Operator or Licensed Eligible Facility is Licensee 30
§1911. Obligations, Duties, and Responsibilities of a Casino Manager 30
Chapter 21. Licenses and Permits 30
§2101. General Authority of the Board and Division 30
§2103. Applications in General 30
§2105. Investigations; Scope 30
§2107. Applicants in General; Restrictions 31
§2108. Non-Gaming Suppliers 31
§2109. Suitability Determination 33
§2110. Plans and Specifications 33
§2111. License or Permit Disqualification Criteria 33
§2112. Continuing Suitability, Duty to Report 33
§2113. Licensing Criteria 34
§2114. Tax Clearances Required of an Applicant, Licensee or Permittee
34
§2115. Tax Clearances Required of an Applicant for a Gaming Employee
Permittee 35
§2117. Certification Required, Riverboat Only 35
§2120. Modifications of Routes, Excursion Schedules and Berth,
Riverboat Only 35
§2121. Form of Application for a License 35
§2122. Form of Application for a Permit 36
§2123. Information Required from an Applicant for a License 36
§2124. Additional Application Information Required, Riverboat Only 37
§2125. Access to Premises and Records 37
§2127. Information Constituting Grounds for Delay or Denial of
Application; Amendments 38
§2129. Other Considerations for Licensing 38
§2131. Time Table for Construction 38
§2133. Filing of Application 38
§2137. Fingerprinting 39
§2139. Application Filing Fees 39
§2141. Renewal Applications 39
§2144. Multiple Licensing Criteria, Riverboat Only 39
§2145. Hearing to Consider Application; Licensee 40
§2146. Subpoenas and Subpoenas Duces Tecum 40
§2151. Applicant Refusal to Answer, Privilege 40
§2153. Surrender of a License or Permit 40
§2155. Withdrawal of Application 40
§2159. Gaming Employee Permits Required, Temporary Permit 40
§2161. Application for Gaming Employee Permit; Procedure 41
§2165. Display of Gaming Identification Badge 41
§2169. Additional Manufacturer and Gaming Supplier Permit Criteria 41
Chapter 23. Compliance, Inspections and Investigations 42
§2301. Applicability and Resources 42
§2303. Inspections and Observations 42
§2305. Inspections during Construction 42
§2306. Inspections of Persons Furnishing Services or Property or Doing
Business with a Licensee 42
§2307. Investigations 42
§2309. Investigative Powers of the Board and Division 42
§2310. Licensee or Permittee Refusal to Answer: Privilege 43
§2311. Seizure and Removal of Gaming Equipment and Devices 43
§2315. Seized Equipment and Devices as Evidence 43
§2317. Subpoenas in Connection with Investigative Hearings 43
§2319. Refusal to Answer, Privilege 44
§2321. Investigative Hearings 44
§2323. Interrogatories 44
§2325. Administrative Actions and Penalty Schedule 44
§2327. Proof of Compliance 47
§2329. Notification of Supplier Recommendations or Solicitations 47
Chapter 25. Transfers of Interest in the Casino Operator, Licensees,
and Permittees; Loans and Restrictions 48
§2501. Transfers of Interest, General 48
§2502. Transfer of Interest; Prior Approval 48
§2503. Procedure for Proposed Transfer; Prior Approval 49
§2504. Transfer of Interest; Among Owners and Affiliates 49
§2505. Transfer of Interest; Publicly Traded Securities 49
§2506. Prohibited Transfers; Licensed Eligible Facility; Casino
Operator 50
§2507. Stock Restrictions 50
§2508. Notice of Significant Regulatory Violation; Application of
Sanction to Transferee 50
§2509. Emergency Situations 51
§2510. Emergency Procedures 51
§2511. Emergency Permission to Participate; Investigation; Extent of
Participation 52
§2512. Effect of Permission to Participate; Withdrawal 52
§2513. Escrow Accounts 52
§2521. Financial Transaction; Incurring Debt 53
§2522. Definitions 53
§2523. Notice of Debt Transaction; Board 53
§2524. Registered Securities: Private Placement 54
§2525. Shelf Application 54
§2526. Limitation on Financing; Incurring Debt; Casino Operator 54
Chapter 27. Accounting Regulations 55
§2701. Procedure for Reporting and Paying Gaming Revenues and Fees 55
§2703. Accounting Records 55
§2705. Records of Ownership 56
§2707. Record Retention 57
§2709. Standard Financial Statements 57
§2711. Audited Financial Statements 58
§2713. Cash Reserve and Bonding Requirements 59
§2714. Internal Controls, Procedures 60
§2715. Internal Controls(Keys, Restricted Areas, Internal Audit,
Addition of Game or Computerized System, Training 61
§2716. Clothing Requirements 63
§2717. Internal Controls; Table Games 63
§2719. Internal Controls; Handling of Cash 69
§2721. Internal Controls; Tips or Gratuities 69
§2723. Internal Controls; Slots 70
§2725. Internal Controls; Poker 78
§2727. Race Book, Riverboat Licensee Only 78
§2729. Internal Controls; Cage, Vault and Credit 82
§2730. Exchange of Tokens and Chips 84
§2731. Currency Transaction Reporting 85
§2735. Net Gaming Proceeds Computations 86
§2736. Treatment of Credit for Computing Net Gaming Proceeds 86
§2737. Casino Gaming Payment Interception 87
§2739. Extension of Time for Reporting 88
§2741. Petitions for Determination; Procedures 88
§2743. Claims for Refunds; Procedures 88
Chapter 29. Operating Standards 89
§2901. Code of Conduct of Licensees, the Casino Operator and Permittees
89
§2903. Compliance with Laws 90
§2904. Record Retention 90
§2905. Weapons in the Designated Gaming Area 90
§2909. Emergencies, Riverboat Only 90
§2910. Passenger Embarkation and Disembarkation, Riverboat Only 91
§2911. Accessibility to Premises; Parking 91
§2915. Age Restrictions for the Casino; Methods to Prevent Minors from
Gaming Area 91
§2919. Finder's Fees 91
§2921. Collection of Gaming Credit 91
§2923. Gaming Employee Permit Identification Badge Issuance Equipment
92
§2927. Advertising; Mandatory Signage 92
§2931. Assisting in or Notification of Violations 92
§2935. Entertainment Activities 92
§2937. Distributions 93
§2939. Action Based upon Order of Another Jurisdiction 93
§2941. Access by Board and Division to Licensee Computer Systems 93
§2943. Gaming Employees Prohibited from Gaming or Promotions 94
§2944. Waivers and Authorizations 94
§2945. Restricted Areas 94
§2951. Approvals 94
§2953. Promotions 94
§2954. Tournaments 95
§2955. Managerial Representative on Premises 95
Chapter 31. Rules of Play 95
§3101. Authority and Applicability 95
§3103. Rules of Play 96
§3104. Gaming Equipment, Gaming Table, and Gaming Table Layout
Requirements 96
§3105. Procedures for Opening and Closing of the Gaming Table 96
§3106. Procedures for Card Games 97
§3107. Wagers 97
§3109. Game Limits 97
§3111. Publication of Payoffs 97
§3113. Periodic Payments Prohibited 98
Chapter 33. Surveillance 98
§3301. Required Surveillance Equipment 98
§3302. Digital Video Recording Standards 99
§3303. Surveillance System Plans 100
§3304. Surveillance Personnel Employment Provisions 100
§3305. Surveillance and Division Room Requirements 100
§3307. Segregated Telephone Communication 101
§3309. Surveillance Logs 101
§3311. Storage and Retrieval 101
§3315. Maintenance and Testing 101
§3317. Surveillance System Compliance 102
Chapter 34. Security 102
§3403. Security Plans 102
§3409. Security Logs 102
Chapter 35. Patron Disputes 102
§3501. Patron Dispute Form 102
§3502. Licensee Duty to Provide Patron Dispute Information 102
Chapter 39. Public and